Nathaniel Wayne Galloway

Arax Advisory Partners

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Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-15

TX RA
APPROVED

Since 2026-07-15

Branch Locations

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Exxon Mobil Fuels & Lubricants	Baytown	TX	08/2008	07/2018
Iamaw - Local Lodge 12	Baytown	TX	08/2010	08/2018
U.S. Capital Wealth Advisors, Llc	Austin	TX	06/2021	06/2026
Usca Ria Llc	Houston	TX	06/2018	06/2021
Usca Securities Llc	Houston	TX	06/2018	Present
Arax Advisory Partners	Houston	TX	06/2026	Present

08/2008 → 07/2018

Exxon Mobil Fuels & Lubricants

Baytown, TX
08/2010 → 08/2018

Iamaw - Local Lodge 12

Baytown, TX
06/2021 → 06/2026

U.S. Capital Wealth Advisors, Llc

Austin, TX
06/2018 → 06/2021

Usca Ria Llc

Houston, TX
06/2018 → Present

Usca Securities Llc

Houston, TX
06/2026 → Present

Arax Advisory Partners

Houston, TX

Previous Registrations

2021-06-30 → 2026-07-21

U.S. Capital Wealth Advisors, Llc

Austin, TX
2019-03-27 → 2021-06-30

Usca Ria Llc

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-25

S66 Uniform Combined State Law Examination

2019-03-25

View on SEC IAPD

More in Houston, TX

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