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Charles Devin Hamilton

Nuveen Asset Management, LLC

Chicago, IL

CRD 6986855

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-30
  • IL RA
    APPROVED
    Since 2020-10-30

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ballew Advisors, Inc. Jackson MS 06/2018 07/2020
Ms Air National Guard Jackson MS 06/2013 Present
Ballew Investments, Inc. Jackson MS 06/2018 07/2020
Nuveen Securities, Llc Orlando FL 10/2020 Present
  • 06/2018 → 07/2020
    Jackson, MS
  • 06/2013 → Present
    Ms Air National Guard
    Jackson, MS
  • 06/2018 → 07/2020
    Ballew Investments, Inc.
    Jackson, MS
  • 10/2020 → Present
    Nuveen Securities, Llc
    Orlando, FL
Previous Registrations
Other Businesses

MS Air National Guard (May 2013 - Present) 141 Military Drive Jackson, MS 39232 Traditional Guardsman serving as a Budget Officer. Generally one working weekend per month (Sat/Sun) with no time during trading hours. Then 15 days per year of Annual Training with typical working hours (7 AM - 4:30 PM)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
  • S66 Uniform Combined State Law Examination
    2018-07-26

View on SEC IAPD

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