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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ballew Advisors, Inc. | Jackson | MS | 06/2018 | 07/2020 |
| Ms Air National Guard | Jackson | MS | 06/2013 | Present |
| Ballew Investments, Inc. | Jackson | MS | 06/2018 | 07/2020 |
| Nuveen Securities, Llc | Orlando | FL | 10/2020 | Present |
MS Air National Guard (May 2013 - Present) 141 Military Drive Jackson, MS 39232 Traditional Guardsman serving as a Budget Officer. Generally one working weekend per month (Sat/Sun) with no time during trading hours. Then 15 days per year of Annual Training with typical working hours (7 AM - 4:30 PM)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-26 |
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