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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED_RES | 2025-10-20 |
Branch Locations
3405 W Martin L King Jr. Blvd Suite 300, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2018 | 12/2019 |
| Northwestern Mutual Investment Services Llc | Albany | NY | 06/2019 | 12/2019 |
| Chilis Bar And Grill | Colonie | NY | 06/2015 | 05/2019 |
| The Ayco Company, L.P./Mercer Allied | Albany | NY | 02/2020 | 01/2021 |
| The Ayco Company, L.P. | Latham | NY | 06/2017 | 08/2017 |
| Siena College | Loudonville | NY | 09/2015 | 12/2018 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 12/2020 | 01/2021 |
| Goldman Sachs & Co. Llc | Cohoes | NY | 01/2021 | 04/2025 |
| Fisher Investments | Tampa | FL | 10/2025 | Present |
| N/A | Tampa | FL | 04/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-07 |
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