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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-28
SC RA APPROVED 2022-08-03
  • TX RA
    APPROVED
    Since 2022-10-28
  • SC RA
    APPROVED
    Since 2022-08-03

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hilton Head Island SC 02/2019 07/2022
American Portfolios Financial Services Pittsford NY 07/2018 10/2018
Manning & Napier Advisors Fairport NY 08/2015 11/2017
Unemployed Penfield NY 11/2017 07/2018
Laurier Catering Company Mendon NY 10/2018 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hilton Head Island SC 07/2022 Present
Bank Of America, N.A. Hilton Head Island SC 08/2022 Present
  • 02/2019 → 07/2022
    Hilton Head Island, SC
  • 07/2018 → 10/2018
    American Portfolios Financial Services
    Pittsford, NY
  • 08/2015 → 11/2017
    Manning & Napier Advisors
    Fairport, NY
  • 11/2017 → 07/2018
    Unemployed
    Penfield, NY
  • 10/2018 → 02/2019
    Laurier Catering Company
    Mendon, NY
  • 07/2022 → Present
    Hilton Head Island, SC
  • 08/2022 → Present
    Bank Of America, N.A.
    Hilton Head Island, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-17
  • S66 Uniform Combined State Law Examination
    2019-07-17
Other Names
  • Taylor Schumacher

View on SEC IAPD

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