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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-28 |
| SC | RA | APPROVED | 2022-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Hilton Head Island | SC | 02/2019 | 07/2022 |
| American Portfolios Financial Services | Pittsford | NY | 07/2018 | 10/2018 |
| Manning & Napier Advisors | Fairport | NY | 08/2015 | 11/2017 |
| Unemployed | Penfield | NY | 11/2017 | 07/2018 |
| Laurier Catering Company | Mendon | NY | 10/2018 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hilton Head Island | SC | 07/2022 | Present |
| Bank Of America, N.A. | Hilton Head Island | SC | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-17 |
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