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Steven M Perrin

Charles Schwab & Co., Inc.

Tempe, AZ

Phoenix, AZ

CRD 6986256

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-06
  • AZ RA
    APPROVED
    Since 2023-06-06

Branch Locations

Tempe, AZ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 07/2018 Present
Autonation Honda Chandler Chandler AZ 08/2017 05/2018
Fry's Food And Drug Stores Tempe AZ 07/2016 08/2017
Arizona State University Tempe AZ 05/2018 07/2018
  • 07/2018 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 08/2017 → 05/2018
    Autonation Honda Chandler
    Chandler, AZ
  • 07/2016 → 08/2017
    Fry's Food And Drug Stores
    Tempe, AZ
  • 05/2018 → 07/2018
    Arizona State University
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21

View on SEC IAPD

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