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Jennifer Marie James

LPl Financial LLC

Malta, IL

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-08
CA RA APPROVED 2023-08-01
  • IL RA
    APPROVED
    Since 2026-01-08
  • CA RA
    APPROVED
    Since 2023-08-01

Branch Locations

Malta, IL • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 07/2018 Present
Unemployed San Diego CA 04/2018 07/2018
Iau College San Diego CA 02/2017 04/2018
Niu - Study Abroad Department Dekalb IL 07/2016 01/2017
  • 07/2018 → Present
    Lpl Financial
    San Diego, CA
  • 04/2018 → 07/2018
    Unemployed
    San Diego, CA
  • 02/2017 → 04/2018
    Iau College
    San Diego, CA
  • 07/2016 → 01/2017
    Niu - Study Abroad Department
    Dekalb, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2023-07-31
Other Names
  • Jennifer Plote
  • Jennifer Marie Plote

View on SEC IAPD

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