James Edward Wilterdink

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Lpl Financial, Llc
  Runnells, IA
• 09/2015 → 07/2018
  Vision Point Advisory Group
  West Des Moines, IA

Previous Registrations

• 2015-09-21 → 2017-12-31
  Balefire, Llc
  Dallas, TX
• 2011-06-27 → 2015-09-22
  Wells Fargo Clearing Services, Llc
  West Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA
  Des Moines, IA
  Clive, IA
  West Des Moines, IA
• 2008-10-27 → 2011-06-20
  Charles Schwab & Co., Inc.
  Omaha, NE
  West Des Moines, IA
• 2007-09-17 → 2008-10-08
  Edward Jones
  St Louis, MO
  Altoona, IA
  Des Moines, IA
• 2006-07-11 → 2007-09-10
  Principal Securities, Inc.
  Des Moines, IA

Other Businesses

1. 10/5/2015 - Wilterdink Wealth Management, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 09/21/15 - 0 Hours Per Month. 2. 2/15/2019 - Wilterdink Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2015 - 160 Hours Per Month During Securities Trading 3. 07/26/2023 - 360 Financial Planning Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2023 - 160 Hours Per Month/ 160 Hours During Trading 4. 09/11/2024 - X Factor Labs LLC - Other - Vitamin & Supplement - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-05
• S63 Uniform Securities Agent State Law Examination
  2005-04-19

Other Names

• James E. Wilterdink