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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-19 |
| MO | RA | APPROVED | 2019-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MO | 07/2018 | Present |
| Jack Henry & Assoc | Springfield | MO | 01/2018 | 07/2018 |
| Homemaker | Springfield | MO | 05/1998 | 07/2018 |
I*2700265, Entity Type: Entity Charitable, Name of OBA: Twin Oaks Country Club, Address: Springfield, Missouri, 65807, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 11/18/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Serve on Board of Directors, Social club-golf, tennis, pickleball, pool, dining
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-14 |
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