Johannes Bensiek Karaffa

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 08/2017 → 07/2018
  Northern Arizona University
  Flagstaff, AZ
• 05/2017 → 08/2017
  Aerotek
  Tempe, AZ
• 08/2016 → 05/2017
  Northern Arizona University
  Flagstaff, AZ
• 03/2019 → 03/2021
  Morgan Stanley
  Gilbert, AZ
• 02/2020 → 03/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 03/2021 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2019-04-05 → 2021-03-25
  Morgan Stanley
  Gilbert, AZ
• 2018-09-04 → 2019-04-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2018-09-01

Other Names

• Johannes Karaffa
• Johannes Bensiek Karaffa
• Johannes B Karaffa