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Kristy Vale Cole

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-18
FL RA APPROVED 2018-11-07
  • TX RA
    APPROVED
    Since 2019-03-18
  • FL RA
    APPROVED
    Since 2018-11-07

Branch Locations

9000 Southside Blvd Bldg 400, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2018 Present
Florida State University Tallahassee FL 01/2015 05/2018
Florida State University Housing Tallahassee FL 08/2016 05/2018
Mass Mutual Miami FL 07/2017 08/2017
Unemployed Hialeah FL 06/2018 07/2018
  • 07/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 01/2015 → 05/2018
    Florida State University
    Tallahassee, FL
  • 08/2016 → 05/2018
    Florida State University Housing
    Tallahassee, FL
  • 07/2017 → 08/2017
    Mass Mutual
    Miami, FL
  • 06/2018 → 07/2018
    Unemployed
    Hialeah, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05
Other Names
  • Kristy Vale

View on SEC IAPD

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