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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-04
  • FL RA
    APPROVED
    Since 2021-11-04

Branch Locations

4675 Pga Boulevard, Palm Beach Gardens, FL 33418 • United States

501 S. Flagler Dr, West Palm Beach, FL 33401-5909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2018 09/2021
Baylor University Waco TX 08/2014 05/2018
Self-Employed Family Nanny Ann Arbor MI 06/2017 08/2017
Chick-Fil-A Weston FL 06/2012 06/2018
Charles Schwab & Co.,Inc. West Palm Beach FL 10/2021 Present
Charles Schwab Bank Ssb West Palm Beach FL 10/2021 Present
  • 07/2018 → 09/2021
    Jacksonville, FL
  • 08/2014 → 05/2018
    Baylor University
    Waco, TX
  • 06/2017 → 08/2017
    Self-Employed Family Nanny
    Ann Arbor, MI
  • 06/2012 → 06/2018
    Chick-Fil-A
    Weston, FL
  • 10/2021 → Present
    Charles Schwab & Co.,Inc.
    West Palm Beach, FL
  • 10/2021 → Present
    Charles Schwab Bank Ssb
    West Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2018-11-08
Other Names
  • Gabriela Alexandra Vasquez
  • Gabby Vasquez
  • Gabriela A Vasquez
  • Gabriela Vasquez

View on SEC IAPD

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