Jessica Sarah Lui

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 06/2018
  University Of California, Riverside
  Riverside, CA
• 07/2018 → 09/2018
  Unemployed
  Cypress, CA
• 09/2018 → 04/2019
  Axa Advisors, Llc
  New York, NY
• 07/2019 → 12/2019
  U.S. Bancorp Investments, Inc.
  Fountain Valley, CA
• 07/2019 → 12/2019
  U.S. Bank
  Fountain Valley, CA
• 04/2020 → Present
  Morgan Stanley
  Los Angeles, CA
• 05/2019 → 07/2019
  Confidence Wealth Management
  Torrance, CA
• 12/2019 → 04/2020
  Courtlandt Securities Corporation
  Irvine, CA

Previous Registrations

• 2019-07-08 → 2020-01-14
  U.S. Bancorp Investments, Inc.
  Fountain Valley, CA
• 2018-11-27 → 2019-05-03
  Equitable Advisors, Llc
  Cypress, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

*397738 - Rocky D LLC; Investment related- Yes; La Habra Heights, California; Waxing Salon; Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2018; During business hours: 0; After Business Hours: 0; Passive Shareholder *415276 - R Square Center LLC; Investment related Yes; Artesia, CA; Wax Salon; Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2019; During business hours: 0; After business hours: 10; Accounting/Bookkeeping

Exams

• S66 Uniform Combined State Law Examination
  2018-11-13

Other Names

• Jessica Lui