Lori Dossantos

Current Employers

Employment History

• 07/2012 → 04/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southbury, CT
• 11/2012 → 04/2021
  Bank Of America, N.A.
  Southbury, CT
• 04/2021 → Present
  Sanctuary Securities, Inc.
  Southbury, CT
• 04/2021 → Present
  Sanctuary Advisors, Llc
  Southbury, CT

Previous Registrations

• 2012-08-15 → 2021-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southbury, CT
• 2006-12-20 → 2012-07-10
  Wells Fargo Clearing Services, Llc
  Watertown, CT
  Watertown, CT
  Watertown, CT
  Melville, NY

Other Businesses

(1) Name: Greater Waterbury Chamber of Commerce Position: Board member Nature: To connect businesses to business via membership, networking, and advocacy Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 1/1/2015 Address: 88 Bank St, Waterbury CT 06710, United States Description: attend monthly board meetings (2) Name: United Way of Greater Waterbury Position: Women United Steering committee Nature: Social Services Organization Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 1/25/2023 Address: 100 N Elm St, Waterbury CT 06702, United States Description: Awareness and membership (3) Name: Northwest Community Bank Position: Advisory Board member Nature: Community Bank Advisory Board Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 5/9/2023 Address: 86 Main St, Winsted CT 06098, United States Description: The role of an advisory board member is as follows: Community Ambassador Creating and maintaining Goodwill Promoting the Bank, its products, employees and commitment to the communities we serve * An active referral source A liaison to senior management *THESE ARE GENERALIZATIONS, THERE IS NO FORMAL PROGRAM OR REQUIREMENT IN PROMOTING THE BANK. (4) SMALLER MANUFACTURERS ASSOCIATION OF CT POSITION: board member NATURE: To make CT a great place to do business for smaller manufacturers. To help SMA members thrive and grow through communication, education, collaboration and advocacy. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 5/1/2017 ADDRESS: 173 Interstate Ln, Waterbury CT 06705, United States DESCRIPTION: I will be one of three non-manufacturing board members. (5) SMALLER MANUFACTURERS ASSOCIATION OF CT POSITION: board member- Treasurer NATURE: To make CT a great place to do business for smaller manufacturers. To help SMA members thrive and grow through communication, education, collaboration and advocacy. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 5/1/2017 ADDRESS: 173 Interstate Ln, Waterbury CT 06705, United States DESCRIPTION: The Board has asked me to serve as the SMA's board treasurer. The Treasurershall be responsible for alloverseeing thefinancial affairs and funds of the Association, including, without limitation, disbursing paymentsby check for all bills duly authorized. The Treasurer shall present and reviewa financial report at the annual meeting of the Association and at all Board of Directors meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-13
• S63 Uniform Securities Agent State Law Examination
  1998-11-04

Other Names

• Lori Dossantos
• Lori Ann Palomba
• Lori Ann Dossantos