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Alexandra Aramburu

Rbc Capital Markets, LLC

New York, NY

CRD 6985485

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-22
NJ RA APPROVED 2019-11-25
  • NY RA
    APPROVED
    Since 2021-09-22
  • NJ RA
    APPROVED
    Since 2019-11-25

Branch Locations

200 Vesey St., New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pennsylvania State University University Park PA 08/2014 05/2018
Axa Advisors, Llc Edison NJ 06/2018 07/2019
Rbc Capital Markets, Llc. Jersey City NJ 11/2019 Present
Evolve Promotions Wayne NJ 01/2019 12/2022
  • 08/2014 → 05/2018
    The Pennsylvania State University
    University Park, PA
  • 06/2018 → 07/2019
    Axa Advisors, Llc
    Edison, NJ
  • 11/2019 → Present
    Rbc Capital Markets, Llc.
    Jersey City, NJ
  • 01/2019 → 12/2022
    Evolve Promotions
    Wayne, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
  • S66 Uniform Combined State Law Examination
    2019-02-22
Other Names
  • Alexandra Aramburu
  • Alexandra Miren Aramburu

View on SEC IAPD

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