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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2026-04-07 |
Branch Locations
2033 Gateway Pl Suites 583 And 584, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Honolulu | HI | 07/2018 | 11/2024 |
| Osaka English Village | Osaka | 05/2016 | 01/2018 | |
| Cubes English Language Cafe | Kawasaki | 06/2016 | 12/2017 | |
| Isaac Education | Osaka | 06/2017 | 01/2018 | |
| Cts | Osaka | 07/2017 | 01/2018 | |
| Alc | Osaka | 08/2017 | 12/2017 | |
| Rokkaku Hamakatsu | Honolulu | HI | 12/2017 | 06/2018 |
| Starcomm Wireless | Honlulu | HI | 02/2018 | 06/2018 |
| Lpl Enterprise, Llc | Honolulu | HI | 11/2024 | 04/2026 |
| Wells Fargo Advisors Financial Network, Llc | San Jose | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-17 |
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