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Naidia Dowou

J.P. Morgan Securities LLC

Greenwich, CT

CRD 6985251

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-01-17
TX RA APPROVED 2024-01-17
  • CT RA
    APPROVED
    Since 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-17

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank New York NY 06/2017 04/2021
Macys West Hartford CT 05/2017 10/2017
University Of Hartford West Hartford CT 09/2015 05/2019
White House Black Market West Hartford CT 11/2016 02/2017
Nordstrom West Hartford CT 05/2016 09/2016
Td Ameritrade Inc New York NY 06/2019 04/2021
Alliance Bernstein New York NY 04/2021 08/2022
Fidelity Investments West Hartford CT 12/2022 01/2024
Unemployed New Britain CT 09/2022 11/2022
Seabury Active Life Community Bloomfield CT 04/2023 12/2023
Middle Woods Of Farmington Farmington CT 04/2023 08/2023
Brookdale West Hartford West Hartford CT 05/2023 07/2023
Jpmorgan Chase Bank, N.A. Greenwich CT 01/2024 Present
J.P. Morgan Securities Llc Greenwich CT 01/2024 Present
  • 06/2017 → 04/2021
    Td Bank
    New York, NY
  • 05/2017 → 10/2017
    Macys
    West Hartford, CT
  • 09/2015 → 05/2019
    University Of Hartford
    West Hartford, CT
  • 11/2016 → 02/2017
    White House Black Market
    West Hartford, CT
  • 05/2016 → 09/2016
    Nordstrom
    West Hartford, CT
  • 06/2019 → 04/2021
    Td Ameritrade Inc
    New York, NY
  • 04/2021 → 08/2022
    Alliance Bernstein
    New York, NY
  • 12/2022 → 01/2024
    Fidelity Investments
    West Hartford, CT
  • 09/2022 → 11/2022
    Unemployed
    New Britain, CT
  • 04/2023 → 12/2023
    Seabury Active Life Community
    Bloomfield, CT
  • 04/2023 → 08/2023
    Middle Woods Of Farmington
    Farmington, CT
  • 05/2023 → 07/2023
    Brookdale West Hartford
    West Hartford, CT
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 01/2024 → Present
    Greenwich, CT
Previous Registrations
  • 2023-04-10 → 2024-01-08
    Fidelity Personal And Workplace Advisors
    West Hartford, CT
  • 2022-02-23 → 2022-08-25
    New York, NY
  • 2019-09-16 → 2021-04-20
    Td Ameritrade, Inc.
    Columbia, MD
    Scarsdale, NY
  • 2019-09-16 → 2021-04-20
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Scarsdale, NY
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Designations
  • Certified Financial Planner
Other Names
  • Naidiatou Abike Dowou
  • Nadia Dowou
  • Naidia Dowou
  • Naidia Abike Dowou

View on SEC IAPD

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