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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-02 |
| TX | RA | APPROVED | 2025-07-02 |
Branch Locations
119 W 1St St, Dixon, IL 61021-3056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Audio Video Connection | Dixon | IL | 08/2008 | 08/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2018 | 03/2020 |
| Northwestern Mutual Investment Services Llc | Elgin | IL | 10/2018 | 03/2020 |
| Unemployed | Dixon | IL | 08/2018 | 10/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2018 | 03/2020 |
| Arachas Group | Bartlett | IL | 03/2020 | 09/2020 |
| Sauk Valley Insurance | Dixon | IL | 09/2020 | 02/2021 |
| Packerland Brokerage Services | Green Bay | WI | 02/2021 | 11/2021 |
| U.S. Bank | Sterling | IL | 03/2023 | 11/2024 |
| U.S. Bancorp Investments, Inc. | Sterling | IL | 03/2023 | 11/2024 |
| Allstate | Dixon | IL | 11/2021 | 03/2023 |
| Ameriprise Financial Services, Llc | Dixon | IL | 03/2025 | Present |
| Unemployed | Dixon | IL | 11/2024 | 01/2025 |
| Sauk Valley Bank | Sterling | IL | 01/2025 | 03/2025 |
Outside Employment; Capitalists LLC; AFA - assisting financial advisor with client meetings, creating financial plans, placing trades, and client follow ups.; Manage advisory business; 119 W 1st Street, , Dixon, IL, 61021; Investment-Related; 03/24/2025; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-01 |
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