Loren James Grabau

Current Employers

Employment History

• 08/2018 → 09/2018
  Unemployed
  Houston, TX
• 05/2009 → 07/2018
  Roger A Soape
  Houston, TX
• 10/2012 → 12/2018
  Roger A Soape
  Houston, TX
• 05/2019 → 07/2025
  Independent Financial Group, Llc.
  Santa Maria, CA
• 08/2021 → 07/2025
  X Advisors, Llc
  Santa Maria, CA
• 08/2025 → Present
  Financial Gravity Family Office Services, Llc.
  Lakeway, TX
• 04/2019 → 07/2025
  Independent Financial Group, Llc.
  Santa Maria, CA
• 12/2018 → 04/2019
  Crosby Investment Group
  Santa Maria, CA

Previous Registrations

• 2019-05-23 → 2025-08-19
  Independent Financial Group, Llc
  Santa Maria, CA
  Denver, CO
• 2021-08-10 → 2025-08-18
  X Advisors, Llc
  Santa Maria, CA

Other Businesses

(1) Cherry Creek Capital Management, an investment related company as an Agent Representative managing client accounts since 07/28/2021. Located at 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455. Dedicating 40 hours per month, 40 hours during trading hours. (2) Paxton Consulting Group, a non-investment related company as an employee providing payroll, health benefits and tax investments since 07/01/2019. Located at 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455. Dedicating 10 hours a month, and 10 hours during trading hours. (3) Advisor Associates, an investment related company as an Agent Representative, Minority Partner and Minor Owner servicing clients via marketing & branding since 09/27/2023. Located at 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455. Dedicating 20 hours a month, 20 hours during trading hours. (4) LJG Holdings, an investment related company as an Officer, Director and Co-Owner with wife for her future entrepreneurial activities since 12/28/2023. Located at 2138 Arrowhead Drive, Santa Maria CA 93455. No hours per month or during trading hours. (5) Santa Maria Breakfast Rotary; non-investment related, Community Service Director; Location: Santa Maria California 93455; Description: Chartered on April 25, 1984, our Club has historically been committed to active involvement in our community through financial and hands on support for our youth, family, seniors, and the less fortunate. They are continuously seeking opportunities to serve. They support various scholarships and aid for students of all age ranges. They help organize Annual Christmas Parade of Lights, participation in numerous community activities and non-profit events; are prime examples of our on-going commitment to our community. My Role is the Community Services Coordinator; Responsibilities Duties: I help coordinate and direct service opportunities for the club and serve on the leadership committee; Start date: 2026-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: https://santamariabreakfastrotary.org/.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-23

Other Names

• Loren Grabau