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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

410 N Mckinley St, Corona, CA 92879 • United States

3580 Grand Oaks, Corona, CA 92881 • United States

1431 Rimpau Ave, Corona, CA 92879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Corona CA 08/2005 04/2022
U.S. Bancorp Investments, Inc. Corona CA 07/2018 02/2026
U.S. Bancorp Advisors, Llc Corona CA 02/2026 Present
Previous Registrations
  • 2022-02-25 → 2026-02-13
    Lake Elsinore, CA
    San Diego, CA
    Corona, CA
    Roseville, CA
    Irvine, CA
    Corona, CA
    Corona, CA
    Corona, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-24
S63 Uniform Securities Agent State Law Examination 2018-11-28
  • S65 Uniform Investment Adviser Law Examination
    2022-02-24
  • S63 Uniform Securities Agent State Law Examination
    2018-11-28

View on SEC IAPD

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