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20965 Crossroads Circle, Waukesha, WI 53186 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Milwaukee | WI | 08/2018 | 10/2018 |
| Mml Investors Services | Milwaukee | WI | 08/2018 | 10/2018 |
| Westwood Health And Fitness | Pewaukee | WI | 08/2014 | 03/2020 |
| Xperience | Brookfield | WI | 07/2012 | 03/2020 |
| Ascent Wellness | Milwaukee | WI | 11/2017 | 03/2018 |
| Ellenbecker Investment Group | Pewaukee | WI | 11/2018 | 03/2024 |
| Dettlaff & Company Inc. | Milwaukee | WI | 12/2017 | 10/2018 |
| Drake And Associates | Milwaukee | WI | 03/2024 | Present |
(1)Adventure Rock, non-investment related, 21250 W Capital Dr, Brookfield, WI. Yoga Instructure, April 2022, 0 hours up to 4-6. (2) Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 20965 Crossroads Circle, Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent; Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-14 |
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