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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-10-15
TX RA APPROVED_RES 2022-09-13
WY RA APPROVED 2019-09-19
  • NE RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED_RES
    Since 2022-09-13
  • WY RA
    APPROVED
    Since 2019-09-19

Branch Locations

217 Superior Ct, Laramie, WY 82072 • United States

525 E 1St St, Ogallala, NE 69153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Laramie WY 07/2018 03/2020
Dale Poledna Enterprises, Inc. Laramie WY 09/2007 07/2018
Ameriprise Financial Services, Llc Laramie WY 03/2020 Present
  • 07/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Laramie, WY
  • 09/2007 → 07/2018
    Dale Poledna Enterprises, Inc.
    Laramie, WY
  • 03/2020 → Present
    Laramie, WY
Other Businesses

Outside Employment; LFP Consulting, LLC; Employee - advisor and staff duties; entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 07/09/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-07
  • S66 Uniform Combined State Law Examination
    2019-06-07
Other Names
  • Amie Diane Gardea

View on SEC IAPD

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