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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-21 |
| AZ | RA | APPROVED | 2021-06-16 |
Branch Locations
5305 S. Superstition Mountain Drive, Gold Canyon, AZ 85118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Apache Junction | AZ | 06/2018 | 07/2021 |
| Jpmorgan Chase Bank, N.A. | Gilbert | AZ | 08/2016 | 06/2018 |
| Jpmorgan Chase Bank N.A. | Apache Junction | AZ | 06/2018 | 07/2021 |
| Jpmorgan Chase Bank N.A. | Mesa | AZ | 07/2021 | Present |
| J.P. Morgan Securities Llc | Mesa | AZ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-15 |
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