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Mark Link

J.P. Morgan Securities LLC

Gold Canyon, AZ

CRD 6984148

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-21
AZ RA APPROVED 2021-06-16
  • TX RA
    APPROVED
    Since 2022-04-21
  • AZ RA
    APPROVED
    Since 2021-06-16

Branch Locations

5305 S. Superstition Mountain Drive, Gold Canyon, AZ 85118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Apache Junction AZ 06/2018 07/2021
Jpmorgan Chase Bank, N.A. Gilbert AZ 08/2016 06/2018
Jpmorgan Chase Bank N.A. Apache Junction AZ 06/2018 07/2021
Jpmorgan Chase Bank N.A. Mesa AZ 07/2021 Present
J.P. Morgan Securities Llc Mesa AZ 07/2021 Present
  • 06/2018 → 07/2021
    J.P. Morgan Securities Llc
    Apache Junction, AZ
  • 08/2016 → 06/2018
    Jpmorgan Chase Bank, N.A.
    Gilbert, AZ
  • 06/2018 → 07/2021
    Jpmorgan Chase Bank N.A.
    Apache Junction, AZ
  • 07/2021 → Present
    Jpmorgan Chase Bank N.A.
    Mesa, AZ
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-08
S63 Uniform Securities Agent State Law Examination 2018-08-15
  • S66 Uniform Combined State Law Examination
    2021-04-08
  • S63 Uniform Securities Agent State Law Examination
    2018-08-15
Other Names
  • Mark Stewart Link

View on SEC IAPD

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