Dylan Patrick Shannon

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 10/2018
  Unemployed
  Woodside, CA
• 08/2017 → 06/2018
  University Of Coloroda
  Boulder, CO
• 05/2017 → 08/2017
  Fti Consulting
  Denver, CO
• 08/2014 → 05/2017
  University Of Colorado
  Boulder, CO
• 10/2018 → 03/2020
  Axa Advisors, Llc
  New York, NY
• 04/2020 → Present
  Fisher Investments
  San Mateo, CA

Previous Registrations

• 2018-11-27 → 2020-03-31
  Equitable Advisors, Llc
  Woodside, Ca, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

1)Trinity Realty; Not Investment Related; 6779 Mission Street, Daly City, CA; I host open houses periodically for Trinity Realty. I do not excecute the transactions or recieve a commission for the house being sold - I receive compensation for the time I spend greeting guests and answering questions regarding the property. I do this as a favor for my father since he is very busy himself. Nothing is discussed regarding AXA, my affiliation, or any AXA products or services.; Start Date 11/01/2018; 10 hours per month

Exams

• S66 Uniform Combined State Law Examination
  2018-11-05