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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-23 |
| AR | RA | APPROVED | 2025-10-07 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genwealth Financial Advisors | Bryant | AR | 06/2019 | 05/2024 |
| Everett Buick Gmc | Bryant | AR | 08/2017 | 06/2019 |
| Us Pizza | Bryant | AR | 01/2015 | 08/2017 |
| Lpl Financial Llc | Bryant | AR | 01/2023 | 05/2024 |
| Independent Advisor Alliance | Charlotte | NC | 03/2024 | 05/2024 |
| Raymond James & Associates, Inc. | Little Rock | AR | 06/2024 | 10/2025 |
| Morgan Stanley Smith Barney Llc | Little Rock | AR | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-22 |
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