Melissa Joan Imhaus

Employer firm

Imhaus Investment Advisors CRD 145960

$23.9M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Imhaus Investment Advisors

Windsor, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-01-16
CA	RA	APPROVED	2008-02-05

TX RA
APPROVED_RES

Since 2013-01-16
CA RA
APPROVED

Since 2008-02-05

Branch Locations

Windsor, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Imhaus Investment Advisors	Windsor	CA	12/2007	Present

12/2007 → Present

Imhaus Investment Advisors

Windsor, CA

Previous Registrations

2005-07-21 → 2008-01-09

Charles Schwab & Co., Inc.

Santa Rosa, CA

Santa Rosa, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-20

S66 Uniform Combined State Law Examination

2005-07-20

Other Names

Melissa Joan Imhaus
Melissa Joan Joan Imhaus

View on SEC IAPD