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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-13
PA RA APPROVED 2020-02-18
  • TX RA
    APPROVED
    Since 2020-03-13
  • PA RA
    APPROVED
    Since 2020-02-18

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 03/2019 Present
Unemployed Pittsburgh PA 01/2019 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 07/2018 01/2019
Unemployed Pittsburgh PA 04/2018 07/2018
University Of Pittsburgh Pittsburgh PA 08/2014 04/2018
Bank Of America, N.A. Philadelphia PA 02/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2020-02-14
Other Names
  • Robert Dolce

View on SEC IAPD

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