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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2018 | 09/2023 |
| United States Postal Service | Mesa | AZ | 04/2018 | 07/2018 |
| Fry's Food | Tempe | AZ | 03/2018 | 04/2018 |
| Liberty National | Phoenix | AZ | 04/2017 | 01/2018 |
| C2 Tactical | Tempe | AZ | 11/2011 | 04/2017 |
| U.S. Bancorp Advisors | Tempe | AZ | 09/2023 | 11/2024 |
| U.S. Bancorp Investments, Inc. | Tempe | AZ | 11/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Tempe | AZ | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-10 |
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