Lin Qian Shao

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 07/2021
  Td Ameritrade
  San Francisco, CA
• 05/2018 → 07/2018
  Wasabi & Ginger
  San Francisco, CA
• 04/2018 → 05/2018
  Unemployed
  Tokyo
• 07/2017 → 04/2018
  Wu Yee Children's Services
  San Francisco, CA
• 06/2017 → 07/2017
  Unemployed
  San Francisco, CA
• 08/2014 → 05/2017
  Uniqlo
  San Francisco, CA
• 08/2013 → 05/2017
  San Jose State University
  San Jose, CA
• 07/2021 → Present
  Ubs Financial Services
  San Francisco, CA

Previous Registrations

• 2020-02-06 → 2021-01-11
  Td Ameritrade, Inc.
  San Mateo, CA
  San Francisco, CA
• 2020-02-06 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-02-05