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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-04 |
| MN | RA | APPROVED | 2020-01-27 |
Branch Locations
1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States
St Augusta, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Cloud State University | St Cloud | MN | 10/2013 | 12/2017 |
| Investors Real Estate Trust | St Cloud | MN | 06/2015 | 10/2016 |
| Cliftonlarsonallen | Minneapolis | MN | 01/2017 | 04/2017 |
| Cliftonlarsonallen | Minnapolis | MN | 01/2018 | 04/2018 |
| Rbc Capital Markets, Llc. | St Cloud | MN | 06/2018 | Present |
(1) NAME OF ENTITY: Big Brothers Big Sisters of Central Minnesota Inc. ADDRESS: 203 Cooper Ave N, St. Cloud, MN 56303 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 07.01.24 CAPACITY: Committee/Council Member, Board of Directors DUTIES: Joining the Board of Directors for Big Brothers Big Sisters of Central Minnesota. Provide general oversight over the organization. Potentially join their finance committee HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: St Cloud State - Community Advisory Board ADDRESS: 1100 W Saint Germain Street, St Cloud, Minnesota 56301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Feb 02, 2026 CAPACITY: Other DUTIES: St Cloud State Community Advisory Board - This is not a formal board with bylaws. It is a group of community leaders coming together to help SCSU. I am not a board member but assist the Investment Committee by scheduling meetings with collaborators and SCSU Cabinet members. The Investment Committee does not manage investments, so I have no access to investment or bank accounts. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-27 |
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