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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-15
MN RA APPROVED 2024-11-22
  • TX RA
    APPROVED
    Since 2025-01-15
  • MN RA
    APPROVED
    Since 2024-11-22

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Orono, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minnetonka MN 04/2024 Present
Pensions & Investments New York NY 11/2020 03/2024
Orono Public Schools, University Of Minnesota Orono MN 04/2014 11/2020
  • 04/2024 → Present
    Minnetonka, MN
  • 11/2020 → 03/2024
    Pensions & Investments
    New York, NY
  • 04/2014 → 11/2020
    Orono Public Schools, University Of Minnesota
    Orono, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22

View on SEC IAPD

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