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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-03
TX RA APPROVED_RES 2023-08-01
  • GA RA
    APPROVED
    Since 2023-08-03
  • TX RA
    APPROVED_RES
    Since 2023-08-01

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 07/2018 07/2023
Neiman Marcus Atlanta GA 08/2011 01/2021
Kravet Inc Atlanta GA 01/2017 06/2018
E M Hare & Associates Atlanta GA 03/2015 12/2016
J.P. Morgan Securities Llc Atlanta GA 07/2023 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 07/2023 Present
Live Life Fun Llc Peachtree Corners GA 07/2022 Present
  • 07/2018 → 07/2023
    Atlanta, GA
  • 08/2011 → 01/2021
    Neiman Marcus
    Atlanta, GA
  • 01/2017 → 06/2018
    Kravet Inc
    Atlanta, GA
  • 03/2015 → 12/2016
    E M Hare & Associates
    Atlanta, GA
  • 07/2023 → Present
    Atlanta, GA
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 07/2022 → Present
    Live Life Fun Llc
    Peachtree Corners, GA
Previous Registrations
Other Businesses

Entity Name: Live Life Fun LLC Investment related: No "Address: 3260 Pointe Pkwy Ste 200, Peachtree Corners, GA 30092 https://gokickball.com/" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 07/18/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Go Kickball organizes and runs adult sports leagues. I am a referee for volleyball. There is no connection to JPMC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2019-04-17
Other Names
  • Rebecca Thompson

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