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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-02-16 |
Branch Locations
8605 University City Blvd, Charlotte, NC 28213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 09/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 09/2022 | Present |
| State Employees' Credit Union | Charlotte | NC | 07/2022 | Present |
| Unc Charlotte | Charlotte | NC | 08/2019 | 05/2022 |
| State Farm | Cary | NC | 06/2021 | 08/2021 |
| Bojangles | Apex | NC | 08/2017 | 06/2019 |
| Middle/High School | Holly Springs | NC | 09/2012 | 10/2017 |
| Credit Union Investment Services | Raleigh | NC | 01/2023 | Present |
State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 7/2022. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 9/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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