Best Investors Account Sign in
Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-16
  • NC RA
    APPROVED
    Since 2023-02-16

Branch Locations

8605 University City Blvd, Charlotte, NC 28213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 09/2022 Present
Secu Life Insurance Company Raleigh NC 09/2022 Present
State Employees' Credit Union Charlotte NC 07/2022 Present
Unc Charlotte Charlotte NC 08/2019 05/2022
State Farm Cary NC 06/2021 08/2021
Bojangles Apex NC 08/2017 06/2019
Middle/High School Holly Springs NC 09/2012 10/2017
Credit Union Investment Services Raleigh NC 01/2023 Present
  • 09/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 09/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 07/2022 → Present
    State Employees' Credit Union
    Charlotte, NC
  • 08/2019 → 05/2022
    Unc Charlotte
    Charlotte, NC
  • 06/2021 → 08/2021
    State Farm
    Cary, NC
  • 08/2017 → 06/2019
    Bojangles
    Apex, NC
  • 09/2012 → 10/2017
    Middle/High School
    Holly Springs, NC
  • 01/2023 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 7/2022. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 9/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-16
S63 Uniform Securities Agent State Law Examination 2022-12-30
  • S65 Uniform Investment Adviser Law Examination
    2023-02-16
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor