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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-12-03 |
Branch Locations
Osterville, MA • United States
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
One Federal Street 19Th Floor, Boston, MA 02110 • United States
999 Vanderbilt Beach Road Suite 102, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot Inc | Boston | MA | 07/2018 | Present |
| Cape Cod Healthcare | Hyannins | MA | 02/2016 | 06/2018 |
1) Hooked On: 27 B Winanno Avenue Osterville, MA 02655 Co-owner with spouse of a boutique clothing store; minimal involvement with day-to-day operations, 0-2 hours non-business hours per week. 2) Board Member, Bluecoats of Barnstable; 2 hours monthly; 0% time spent during business hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-26 |
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