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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-11-14 |
Branch Locations
1188 Bishop Street Ste 1711, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployment | Bellevue | WA | 06/2018 | 09/2018 |
| Laughing Buddha | Bellevue | WA | 04/2014 | 06/2018 |
| Axa Advisors, Llc | New York | NY | 10/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2018 | 07/2023 |
| Pruco Securities, Llc | Honolulu | HI | 07/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Honolulu | HI | 07/2023 | Present |
| Lpl Enterprise, Llc | Honolulu | HI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-21 |
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