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David Anthony Thomas

J.P. Morgan Securities LLC

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-08

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Boston MA 07/2018 Present
Jpmorgan Securities Llc Boston MA 07/2018 Present
Jpmorgan Chase Bank, N.A. New Orleans LA 05/2017 08/2017
Loyola University New Orleans New Orleans LA 08/2016 05/2018
Unemployed New Befford MA 05/2018 07/2018
  • 07/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 07/2018 → Present
    Jpmorgan Securities Llc
    Boston, MA
  • 05/2017 → 08/2017
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 08/2016 → 05/2018
    Loyola University New Orleans
    New Orleans, LA
  • 05/2018 → 07/2018
    Unemployed
    New Befford, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2018-10-08
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2018-10-08
Other Names
  • David Thomas

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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