Mark D Sullivan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → Present
  Jpmorgan Securities Llc
  Boston, MA
• 07/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Boston, MA
• 09/2016 → 12/2016
  Center For Retirement Research At Boston College
  Chestnut Hill, MA
• 05/2017 → 08/2017
  Jpmorgan Chase Bank
  Boston, MA
• 08/2014 → 05/2018
  Boston College
  Chestnut Hill, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-15
• S63 Uniform Securities Agent State Law Examination
  2018-09-24

Other Names

• Mark D Sullivan
• Mark D Sullivan