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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-07-02 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployment | Fairfield | CT | 09/2015 | 06/2018 |
| Amundi Pioneer Distributor, Inc. | Boston | MA | 07/2019 | 12/2020 |
| Dcm Advisors | New York | NY | 06/2018 | 05/2019 |
| Rpmaum | Great Falls | VA | 10/2015 | 06/2018 |
| Amundi Distributor Us, Inc. | Boston | MA | 01/2021 | 04/2025 |
| Pacer Financial, Inc. | Malvern | PA | 06/2025 | 02/2026 |
| Pacer Advisors, Inc. | Malvern | PA | 06/2025 | 02/2026 |
| Unemployment | Scottsdale | AZ | 03/2026 | 05/2026 |
| Quasar Distributors, Llc | Scottsdale | AZ | 06/2026 | Present |
| Horizon Investments Llc | Scottsdale | AZ | 06/2026 | Present |
Horizon Investments LLC; Invested Related; Scottsdale, AZ; Wholesaler; Regional Director; 06/2026; 160 Hrs/Month; Wholesaler
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-13 |
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