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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-17
TX RA APPROVED 2024-04-16
  • FL RA
    APPROVED
    Since 2024-04-17
  • TX RA
    APPROVED
    Since 2024-04-16

Branch Locations

100 N Tampa St Floor 33, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 07/2018 03/2021
Jpmorgan Chase Bank, N.A New York NY 07/2018 03/2021
Jpmorgan Chase Bank, N.A New York City NY 06/2017 08/2017
Florida Agricultural & Mechanical University Tallahassee FL 01/2015 05/2018
Global Spectrum Lp Tallahassee FL 02/2017 05/2018
Jpmorgan Chase Bank Na Tampa FL 04/2021 Present
Jpmorgan Securities Llc Tampa FL 04/2021 Present
  • 07/2018 → 03/2021
    Jpmorgan Securities Llc
    New York, NY
  • 07/2018 → 03/2021
    Jpmorgan Chase Bank, N.A
    New York, NY
  • 06/2017 → 08/2017
    Jpmorgan Chase Bank, N.A
    New York City, NY
  • 01/2015 → 05/2018
    Florida Agricultural & Mechanical University
    Tallahassee, FL
  • 02/2017 → 05/2018
    Global Spectrum Lp
    Tallahassee, FL
  • 04/2021 → Present
    Jpmorgan Chase Bank Na
    Tampa, FL
  • 04/2021 → Present
    Jpmorgan Securities Llc
    Tampa, FL
Other Businesses

Entity Name: Frameworks of Tampa Bay Investment related: No Address: https://frameworks.metzger.media/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/05/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Frameworks of Tampa Bay is the leading nonprofit dedicated to equipping all children in our community with the knowledge and know-how to become kind, collaborative, and capable citizens. I am being asked to step in as Board Of Director Treasurer of the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-16
S63 Uniform Securities Agent State Law Examination 2019-01-16
  • S65 Uniform Investment Adviser Law Examination
    2024-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-01-16
Other Names
  • Jacob Rios
  • Jacob Daniel Rios

View on SEC IAPD

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