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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-24 |
| FL | RA | APPROVED | 2020-12-18 |
Branch Locations
3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rochester Regional Health | Rochester | NY | 06/2017 | 06/2018 |
| Focused Wealth Management, Inc. | Highland | NY | 07/2018 | 04/2020 |
| Leo Kaytes Ford | Warwick | NY | 08/2016 | 09/2016 |
| St John Fisher College | Rochester | NY | 09/2014 | 05/2018 |
| Florida Financial Advisors | Tampa | FL | 07/2020 | 11/2020 |
| Skar Audio | Tampa | FL | 04/2020 | 05/2020 |
| Trinity Wealth Securities L.L.C | Tampa | FL | 07/2020 | 11/2020 |
| Fisher Investments | Tampa | FL | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-17 |
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