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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-10 |
| TX | RA | APPROVED_RES | 2024-01-09 |
| NC | RA | APPROVED | 2024-01-08 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2018 | 09/2023 |
| Grimaldi's | Little Neck | NY | 02/2015 | 06/2018 |
| Lpl Financial Llc | Fort Mill | SC | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-14 |
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