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2828 N. Harwood Street Suite 1250, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-09 |
Branch Locations
2828 N. Harwood Street Suite 1250, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 07/2018 | 02/2026 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2018 | 02/2026 |
| Unemployment | Dallas | TX | 09/2016 | 05/2017 |
| Jp Morgan And Chase | New York | NY | 06/2017 | 08/2017 |
| Nanny | Dallas | TX | 08/2016 | 05/2018 |
| Unemployment | Cincinnati | OH | 06/2018 | 07/2018 |
| Turtle Creek Wealth Advisors | Dallas | TX | 03/2026 | Present |
Entity Name: AOA II, LLC Investment related: No "Address: 6860 Broadway, Unit B, Denver CO 80221 https://aoadx.com/" Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 11/05/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner/ Partner. Work with the team performing the research. Entity Name: Sway Investment related: No Address: https://swaythefuture.com/ Nature of the other business: Sustainable Plastics Position/Title/Relationship: Owner/Partner Start Date: 09/23/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Seed+ SAFE, Series A. Sway's patented seaweed material, TPSea Flex?, is proven in-market as the first scalable seaweed-based alternative to plastic-strong, flexible, and home compostable in under 180 days.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-12 |
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