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Randall Arthur Francis

Pacific Capital

Corona, CA

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Current Employers
Pacific Capital

1861 California Avenue Suite 101, Corona, CA 92881 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-29
TX RA APPROVED 2024-09-18
  • CA RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

1861 California Avenue Suite 101, Corona, CA 92881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Chesterfield MO 07/2018 08/2020
Brigham Young University Provo UT 08/2014 04/2018
Brigham Young University Ticket Office Provo UT 03/2015 12/2017
Byu Marriott School Provo UT 08/2017 04/2018
Lpl Financial Llc Chesterfield MO 10/2018 08/2020
Lpl Financial Llc Chesterfield MO 12/2018 08/2020
Pacific Capital Corona CA 08/2020 Present
Randall Francis, Sole Proprietor Ellisville MO 03/2019 08/2020
  • 07/2018 → 08/2020
    Lpl Financial
    Chesterfield, MO
  • 08/2014 → 04/2018
    Brigham Young University
    Provo, UT
  • 03/2015 → 12/2017
    Brigham Young University Ticket Office
    Provo, UT
  • 08/2017 → 04/2018
    Byu Marriott School
    Provo, UT
  • 10/2018 → 08/2020
    Lpl Financial Llc
    Chesterfield, MO
  • 12/2018 → 08/2020
    Lpl Financial Llc
    Chesterfield, MO
  • 08/2020 → Present
    Pacific Capital
    Corona, CA
  • 03/2019 → 08/2020
    Randall Francis, Sole Proprietor
    Ellisville, MO
Previous Registrations
Other Businesses

Randall Francis, Sole proprietor; investment related; Corona, CA; insurance agent; start date 03/2019; less than 1% of time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Designations
Other Names
  • Randy Arthur Francis

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · CORONA, CA
EDWARD JONES · CORONA, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Corona, CA
TRILOGY CAPITAL, INC. · Corona, CA
TRILOGY CAPITAL, INC. · Corona, CA
TRILOGY CAPITAL, INC. · Corona, CA
TRILOGY CAPITAL, INC. · CORONA, CA
LPL FINANCIAL LLC · CORONA, CA

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