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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-23 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Houston | TX | 07/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2018 | Present |
| Hill + Knowlton Strategies | Austin | TX | 05/2017 | 07/2017 |
| University Of Alabama Office Of Advancement | Tuscaloosa | AL | 07/2016 | 05/2017 |
| University Of Alabama | Tuscaloosa | AL | 08/2014 | 05/2018 |
Entity Name: Greater Houston Hunter Jumper Association Investment related: No Address: https://www.ghhja.org/ Nature of the other business: Sports Position/Title/Relationship: Board Member Start Date: 01/16/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Governing body for the local Greater Houston hunter jumper equestrian competitions. I have been appointed as Vice President to aid in running the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-12 |
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