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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-28
  • CA RA
    APPROVED
    Since 2019-01-28

Branch Locations

2018 Sutterville Rd Ste 112, Sacramento, CA 95822 • United States

515 La Sierra Drive, Sacramento, CA 95864 • United States

7770 College Town Dr, Sacramento, CA 95826 • United States

11099 Olson Dr Ste 3, Rancho Cordova, CA 95670 • United States

12120 Industry Blvd Ste 31, Jackson, CA 95642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sacramento CA 06/2018 Present
Golden 1 Credit Union Sacramento CA 08/2016 Present
  • 06/2018 → Present
    Sacramento, CA
  • 08/2016 → Present
    Golden 1 Credit Union
    Sacramento, CA
Other Businesses

1) 08/30/2018 - Golden 1 Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25

View on SEC IAPD

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