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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-29
  • TN RA
    APPROVED
    Since 2026-05-29

Branch Locations

109 Hazel Path Suite 3, Hendersonville, TN 37075 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 05/2026 Present
Kovack Advisors, Inc. Fort Lauderdale FL 05/2026 Present
Mutual Of Omaha Franklin TN 05/2018 09/2018
Mutual Of Omaha Investor Services Franklin TN 05/2018 09/2018
Modern Woodmen Of America Mount Juliet TN 10/2017 05/2018
Rivergate Family Chiropractic Madison TN 06/2015 10/2017
Guardian Life Insurance Company Brentwood TN 09/2018 04/2022
Park Avenue Securities Brentwood TN 09/2018 04/2022
Guardian Life Insurance Company Goodlettsville TN 04/2022 04/2023
Park Avenue Securities Goodlettsville TN 04/2022 04/2023
Guardian Life Insurance Company Hendersonville GA 04/2023 04/2026
Park Avenue Securities Hendersonville GA 04/2023 04/2026
Lpl Financial Llc Hendersonville TN 04/2026 05/2026
  • 05/2026 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 05/2026 → Present
    Fort Lauderdale, FL
  • 05/2018 → 09/2018
    Mutual Of Omaha
    Franklin, TN
  • 05/2018 → 09/2018
    Mutual Of Omaha Investor Services
    Franklin, TN
  • 10/2017 → 05/2018
    Modern Woodmen Of America
    Mount Juliet, TN
  • 06/2015 → 10/2017
    Rivergate Family Chiropractic
    Madison, TN
  • 09/2018 → 04/2022
    Guardian Life Insurance Company
    Brentwood, TN
  • 09/2018 → 04/2022
    Park Avenue Securities
    Brentwood, TN
  • 04/2022 → 04/2023
    Guardian Life Insurance Company
    Goodlettsville, TN
  • 04/2022 → 04/2023
    Park Avenue Securities
    Goodlettsville, TN
  • 04/2023 → 04/2026
    Guardian Life Insurance Company
    Hendersonville, GA
  • 04/2023 → 04/2026
    Park Avenue Securities
    Hendersonville, GA
  • 04/2026 → 05/2026
    Hendersonville, TN
Previous Registrations
Other Businesses

1) DBA - NORTHLINE FINANCIAL LLC - 109 HAZEL PATH, SUITE 3, HENDERSONVILLE, TN 37075; INVESMENT RELATED; BROKERAGE & ANNUITIES; START DATE JULY 28, 2026; 40 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 40 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 1) FIXED INSURANCE - 1602 DRAKES CREEK ROAD, HENDERSONVILLE, TN 37075; INVESTMENT RELATED; REGISTERED REP; MANAGE ACCOUNTS; 100% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-27
S63 Uniform Securities Agent State Law Examination 2020-05-29
  • S65 Uniform Investment Adviser Law Examination
    2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    2020-05-29

View on SEC IAPD

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