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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-05-29 |
Branch Locations
109 Hazel Path Suite 3, Hendersonville, TN 37075 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 05/2026 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 05/2026 | Present |
| Mutual Of Omaha | Franklin | TN | 05/2018 | 09/2018 |
| Mutual Of Omaha Investor Services | Franklin | TN | 05/2018 | 09/2018 |
| Modern Woodmen Of America | Mount Juliet | TN | 10/2017 | 05/2018 |
| Rivergate Family Chiropractic | Madison | TN | 06/2015 | 10/2017 |
| Guardian Life Insurance Company | Brentwood | TN | 09/2018 | 04/2022 |
| Park Avenue Securities | Brentwood | TN | 09/2018 | 04/2022 |
| Guardian Life Insurance Company | Goodlettsville | TN | 04/2022 | 04/2023 |
| Park Avenue Securities | Goodlettsville | TN | 04/2022 | 04/2023 |
| Guardian Life Insurance Company | Hendersonville | GA | 04/2023 | 04/2026 |
| Park Avenue Securities | Hendersonville | GA | 04/2023 | 04/2026 |
| Lpl Financial Llc | Hendersonville | TN | 04/2026 | 05/2026 |
1) DBA - NORTHLINE FINANCIAL LLC - 109 HAZEL PATH, SUITE 3, HENDERSONVILLE, TN 37075; INVESMENT RELATED; BROKERAGE & ANNUITIES; START DATE JULY 28, 2026; 40 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 40 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 1) FIXED INSURANCE - 1602 DRAKES CREEK ROAD, HENDERSONVILLE, TN 37075; INVESTMENT RELATED; REGISTERED REP; MANAGE ACCOUNTS; 100% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-29 |
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