Kai N Hsu

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-05
TX	RA	APPROVED	2024-02-02

FL RA
APPROVED

Since 2024-02-05
TX RA
APPROVED

Since 2024-02-02

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Dallas	TX	07/2018	08/2021
Jpmorgan Chase Bank, N.A.	Dallas	TX	07/2018	08/2021
Arizona State University	Tempe	AZ	08/2014	05/2018
Dinan Capital Advisors	Phoenix	AZ	03/2016	05/2017
Jp Morgan	Scottsdale	AZ	06/2017	08/2017
Unemployed	Gilbert	AZ	06/2018	06/2018
Populus Group	Phoenix	AZ	01/2018	02/2018
Jpmorgan Chase Bank, N.A	Miami	FL	08/2021	Present
J.P. Morgan Securities Llc	Miami	FL	08/2021	Present

07/2018 → 08/2021

Jpmorgan Securities Llc

Dallas, TX
07/2018 → 08/2021

Jpmorgan Chase Bank, N.A.

Dallas, TX
08/2014 → 05/2018

Arizona State University

Tempe, AZ
03/2016 → 05/2017

Dinan Capital Advisors

Phoenix, AZ
06/2017 → 08/2017

Jp Morgan

Scottsdale, AZ
06/2018 → 06/2018

Unemployed

Gilbert, AZ
01/2018 → 02/2018

Populus Group

Phoenix, AZ
08/2021 → Present

Jpmorgan Chase Bank, N.A

Miami, FL
08/2021 → Present

J.P. Morgan Securities Llc

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-02
S63	Uniform Securities Agent State Law Examination	2018-09-28

S65 Uniform Investment Adviser Law Examination

2024-02-02
S63 Uniform Securities Agent State Law Examination

2018-09-28

Other Names

Kai N Hsu
Kai Nalu Hsu

View on SEC IAPD

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