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Connor Holman

J.P. Morgan Securities LLC

Chicago, IL

CRD 6980742

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-26
TX RA APPROVED 2024-03-26
  • IL RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-26

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 07/2018 Present
Jpmorgan Chase Bank, N.A. Chicago IL 07/2018 Present
Jp Morgan Chase & Co Columbus OH 06/2017 08/2017
Miami University Oxford OH 09/2016 06/2017
Miami University Oxford OH 08/2017 07/2018
  • 07/2018 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2017 → 08/2017
    Jp Morgan Chase & Co
    Columbus, OH
  • 09/2016 → 06/2017
    Miami University
    Oxford, OH
  • 08/2017 → 07/2018
    Miami University
    Oxford, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-26
S63 Uniform Securities Agent State Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2024-03-26
  • S63 Uniform Securities Agent State Law Examination
    2018-09-17
Other Names
  • Connor Holman
  • Connor James Holman

View on SEC IAPD

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