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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solarcity | Hawthorne | CA | 09/2015 | 12/2016 |
| Automobile Club Of Southern California | Los Angeles | CA | 12/2016 | 01/2018 |
| State Farm | Manhattan Beach | CA | 01/2018 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 06/2018 | 06/2021 |
| J.P. Morgan Securities Llc | Hermosa Beach | CA | 06/2018 | 09/2018 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 04/2020 | 06/2021 |
| Extreme Reach | Los Angeles | CA | 03/2018 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 07/2021 | 10/2021 |
| Wells Fargo Bank, Na | Los Angeles | CA | 07/2021 | 10/2021 |
| Unemployed | Gardena | CA | 03/2018 | 06/2018 |
| Growth Capital Services, Inc. | Claymont | DE | 11/2021 | 01/2022 |
| Fnex Capital, Llc | Indianapolis | IN | 01/2022 | 03/2024 |
| Kay Properties & Investments, Llc | Torrance | CA | 09/2022 | 03/2024 |
| Cove Capital Investments | Torrance | CA | 12/2021 | 03/2024 |
| J.P. Morgan Securities Llc | Torrance | CA | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Torrance | CA | 08/2024 | Present |
| Unemployed | Lomita | CA | 03/2024 | 08/2024 |
| Kay Properties & Investments, Llc | Torrance | CA | 11/2021 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-27 |
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