William Earle Smith

Current Employers

Employment History

• 05/1999 → 05/2018
  Madison Ballet, Inc.
  Madison, WI
• 07/2018 → 01/2025
  Lincoln Financial Advisors
  Madison, WI
• 01/2025 → Present
  Osaic Wealth, Inc.
  Madison, WI

Previous Registrations

• 2019-02-15 → 2025-01-24
  Osaic Fa, Inc.
  Madison, WI

Other Businesses

1.MODO MIO LLC | Madison, WI 53718 Category: Legal Entity | Investment Related: No Title: Owner | Start Date: 5/1/17 Hours: 10/mo (0 trading hrs) Part-owner of LLC operating a children's dance school; performs marketing and administrative duties. Website: https://www.tutuschool.com/sunprairie 2.William Smith | Amarillo, TX 79109 Category: Choreographer/Teacher, Lone Star Ballet | Investment Related: No Title: Choreographer | Start Date: 7/22/19 Hours: 25/mo (25 trading hrs) Teaches and choreographs for summer ballet program, approximately 4-6 hours per day, M-F. 3.William Smith | Madison, WI 53719 Category: Madison Ballet/Choreography | Investment Related: No Title: Choreographer | Start Date: 11/22/19 Hours: 2/mo (0 trading hrs) Attends and leads 2-3 rehearsals as choreographer. 4.William Earle Smith III | Madison, WI 53711 Category: Insurance | Investment Related: Yes Title: Agent | Start Date: 9/4/18 Hours: 4/mo (4 trading hrs) Sells health, disability, LTC, traditional life, fixed annuities, and indexed annuities. Form BR Update: Yes Website: http://www.custerplumbfinancialservices.com 5.Joey's Song | Sun Prairie, WI 53590 Position: Board Treasurer | Investment Related: No Start Date: 3/10/25 | Hours: 10/mo (0 trading hrs) Board member and finance committee lead for nonprofit supporting epilepsy awareness. Responsible for financial oversight, budgeting, reporting, compliance, and strategic financial guidance. 6.Custer Burish Financial Services | Madison, WI 53711 Position: Behavioral Wealth Advisor | Investment Related: Yes Start Date: 6/26/18 | Hours: 160/mo (160 trading hrs) Provides financial planning, investment management, retirement planning, risk management, portfolio monitoring, client education, and ongoing advisory services. 7.Executor of Family Estates/Wills | Madison, WI 53718 Position: Executor | Investment Related: No Start Date: 9/1/18 | Hours: 0 Named executor for estates/wills of Carol Brooks & Wayne Bigelow; Sandra Smith; Jennifer & Kurtis Bock; Shannon & Paul Longo. Duties limited to administering estate, trust, and will provisions upon death. 8.Durable Power of Attorney for Sandra Smith | Madison, WI 53718 Position: POA | Investment Related: No Start Date: 12/1/20 | Hours: 0 Authorized to make healthcare and financial decisions for step-mother in the event of physical or mental incapacity. 9.Insurance Agent (Sole Proprietorship) 406 Science Dr., Ste. 310, Madison, WI 53711 Investment Related: Yes Start Date: 9/4/18 | Hours: 4/mo (4 trading hrs) Insurance sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-12
• S63 Uniform Securities Agent State Law Examination
  2018-08-10

Other Names

• William Earle Smith
• W. Earle Smith