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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-12 |
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western & Southern Life | Franklin | PA | 03/2018 | 10/2018 |
| W&S Brokerage Services, Inc | Franklin | PA | 07/2018 | 10/2018 |
| Unemployed/Retired | Franklin | PA | 02/2016 | 02/2018 |
| Pruco Securities, Llc. | Pittsburgh | PA | 10/2018 | 11/2024 |
| Prudential Insurance Company Of America | Pittsburgh | PA | 11/2018 | Present |
| Lpl Enterprise, Llc | Canonsburg | PA | 11/2024 | Present |
1) 11/14/2024 - Michael R. Firster & Catherine C. Firster Irrevocable Income-Only Trust - Trustee for immediate family- parents - Act in a Fiduciary Capacity - Inv Related - At Franklin, PA - Start Date 02/08/2019 - 0hrs/mth - 0hrs/mth During Trading 2) 11/14/2024 - North Country Financial, LLC - Financial Services and Insurance - DBA for LPL Business (entity for LPL business) - Inv Related - At At Franklin, PA - Start Date 11/01/2018 - 0hrs/mth - 0hrs/mth During Trading 3) 08/27/2025-Sandycreek Township-Politics/ Government-Zoning Hearing Committee Member-Not inv related-At Franklin, PA-Start date 09/01/2025-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 2016-07-27 |
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